LPL Financial Holdings Inc.
LPL Financial Holdings Inc. (LPLA) Stock Ownership
Institutional vs insider vs public ownership from 13F and float data — top holders, activity, and insider trades below.
SEC 13F · FMP · LPLA · as of Sep 30, 2024
Ownership Breakdown
673
Institutional Holders
▼ 18 vs Q2
$16.80B
Total Inst. Value
▼ $3.31B vs Q2
79.98M
Shares Outstanding
freeFloat 99.46%
72.09M
13F Shares Held
▲ 65,173 vs Q2
Institutional ownership = 13F shares ÷ total outstanding. Insider % = 100 − free float. Public % = free float − institution %. Data: FMP /symbol-positions-summary + /shares-float + SEC EDGAR.
Top Institutional Holders
LPLA largest shareholders · institutional ownership
Q3 2024 · SEC 13F
Showing top 10 holders
| Holder | Shares | % Owned | Weight | Value | Reported | Change |
|---|---|---|---|---|---|---|
VANGUARD GROUP INC security & commodity brokers, dealers, exchanges & services | 7.28M | 9.74% | 9.74% | $1.69T | Nov 13, 2024 | ▲ 91.7K |
BLACKROCK, INC. security & commodity brokers, dealers, exchanges & services | 4.75M | 6.36% | 6.36% | $1.11T | Nov 13, 2024 | NEW |
FMR LLC security & commodity brokers, dealers, exchanges & services | 3.32M | 4.44% | 4.44% | $772.93B | Nov 13, 2024 | ▲ 650.7K |
BOSTON PARTNERS security & commodity brokers, dealers, exchanges & services | 3.10M | 4.15% | 4.15% | $722.77B | Nov 12, 2024 | ▲ 1.21M |
KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC security & commodity brokers, dealers, exchanges & services | 2.60M | 3.48% | 3.48% | $605.59B | Nov 13, 2024 | ▲ 13.5K |
JANUS HENDERSON GROUP PLC security & commodity brokers, dealers, exchanges & services | 2.53M | 3.38% | 3.38% | $588.21B | Nov 14, 2024 | ▼ 13.7K |
LONE PINE CAPITAL LLC security & commodity brokers, dealers, exchanges & services | 2.18M | 2.92% | 2.92% | $507.17B | Nov 14, 2024 | ▲ 495.1K |
STATE STREET CORP security & commodity brokers, dealers, exchanges & services | 1.68M | 2.24% | 2.24% | $390.14B | Nov 14, 2024 | ▼ 25.9K |
WCM INVESTMENT MANAGEMENT, LLC security & commodity brokers, dealers, exchanges & services | 1.65M | 2.21% | 2.21% | $380.84B | Nov 4, 2024 | ▼ 14.1K |
SAMLYN CAPITAL, LLC security & commodity brokers, dealers, exchanges & services | 1.65M | 2.20% | 2.20% | $382.84B | Nov 14, 2024 | ▲ 451.0K |
Data from SEC Form 13F filings. Ownership bar normalised to largest holder. Change flags: isNew / isSoldOut / changeInSharesNumber (FMP extract-analytics/holder).
Institutional Activity
Q3 2024 vs prior quarter
Q3 2024
26
Increased
+7.05M shares3
New Positions
first time holders21
Decreased
−3.62M shares0
Sold Out
fully exitedNet shares change (top 50)
+3.43M
+7.05M / −3.62M
Net new holders
+8
3 new / 0 exited
Based on top 50 institutional holders by position size. Fields: isNew, isSoldOut, changeInSharesNumber (FMP extract-analytics/holder, limit=50).
Insider Buying vs Selling
LPLA insider trading · insider activity
Source: SEC Form 4
Insiders have been primarily selling shares recently. Selling may be driven by pre-scheduled Rule 10b5-1 plans rather than negative sentiment.
0
Buy transactions
7
Sell transactions
0.00
Buy/Sell ratio
$0M
Total disposed
Recent Insider Transactions
Showing 10 most recent · Common Stock only
| Name · Role | Date | Type | Shares | Price | Value | After Trans. | Filing |
|---|---|---|---|---|---|---|---|
Thomas Corey E. director | May 15, 2026 | Award | 348 | — | — | 14.9K | Form 4 ↗ |
Thomas Corey E. director | May 15, 2026 | Award | 712 | — | — | 14.6K | Form 4 ↗ |
SCHIFTER RICHARD P director | May 15, 2026 | Award | 348 | — | — | 39.2K | Form 4 ↗ |
SCHIFTER RICHARD P director | May 15, 2026 | Award | 712 | — | — | 38.8K | Form 4 ↗ |
Putnam James S director | May 15, 2026 | Award | 712 | — | — | 137.3K | Form 4 ↗ |
MULCAHY ANNE M director | May 15, 2026 | Award | 348 | — | — | 37.4K | Form 4 ↗ |
MULCAHY ANNE M director | May 15, 2026 | Award | 712 | — | — | 37.1K | Form 4 ↗ |
Mnookin Allison director | May 15, 2026 | Award | 712 | — | — | 11.8K | Form 4 ↗ |
Ko Albert J director | May 15, 2026 | Award | 712 | — | — | 3.3K | Form 4 ↗ |
Khanna Somesh director | May 15, 2026 | Award | 712 | — | — | 851 | Form 4 ↗ |
Source: /insider-trading/search (FMP stable). Buy/Sell direction: acquisitionOrDisposition A=Buy, D=Sell. RSU vesting (M-Exempt) excluded from sentiment bar. All data from SEC EDGAR public filings.
About institutional & insider ownership
LPL Financial Holdings Inc. (LPLA) is primarily owned by institutional investors, who hold approximately 90.1% of total shares outstanding. Company insiders own approximately 0.54%, while retail and public investors account for the remaining 9.33%.
The largest institutional shareholder of LPL Financial Holdings Inc. is VANGUARD GROUP INC, holding approximately 7.28 million shares — equal to 9.74% of outstanding shares — as of September 30, 2024.
A total of 673 institutional investors currently hold LPLA stock, with a combined institutional value of approximately $16.80 billion as of the most recent 13F filing period.
Frequently asked questions
LPLA ownershipLPL Financial Holdings Inc. (LPLA) is primarily owned by institutional investors, who hold approximately 90.1% of shares. The largest shareholder is VANGUARD GROUP INC with a 9.74% stake. Company insiders hold 0.54%. Data sourced from SEC Form 13F as of September 30, 2024.