Netcapital Inc.
Netcapital Inc. (NCPL) Stock Ownership
Institutional vs insider vs public ownership from 13F and float data — top holders, activity, and insider trades below.
SEC 13F · FMP · NCPL · as of Jun 30, 2024
Ownership Breakdown
14
Institutional Holders
▼ 2 vs Q1
$193,135
Total Inst. Value
▼ $191,695 vs Q1
4.92M
Shares Outstanding
freeFloat 88.70%
1.77M
13F Shares Held
▼ 1.32M vs Q1
Institutional ownership = 13F shares ÷ total outstanding. Insider % = 100 − free float. Public % = free float − institution %. Data: FMP /symbol-positions-summary + /shares-float + SEC EDGAR.
Top Institutional Holders
NCPL largest shareholders · institutional ownership
Q2 2024 · SEC 13F
Showing top 10 holders
| Holder | Shares | % Owned | Weight | Value | Reported | Change |
|---|---|---|---|---|---|---|
BARD ASSOCIATES INC finance services | 1.12M | 9.79% | 9.79% | $122.43M | Aug 12, 2024 | ▼ 13.1K |
JANE STREET GROUP, LLC finance services | 110.2K | 96.07% | 96.07% | $12.02M | Aug 15, 2024 | NEW |
TRAYNOR CAPITAL MANAGEMENT, INC. finance services | 95.0K | 82.85% | 82.85% | $10.37M | Jul 24, 2024 | NEW |
SUSQUEHANNA INTERNATIONAL GROUP, LLP finance services | 94.0K | 81.98% | 81.98% | $10.26M | Aug 15, 2024 | ▲ 72.0K |
WINTHROP ADVISORY GROUP LLC finance services | 91.2K | 79.54% | 79.54% | $9.95M | Jul 18, 2024 | — held |
TOWER RESEARCH CAPITAL LLC (TRC) finance services | 65.7K | 57.33% | 57.33% | $7.17M | Aug 13, 2024 | ▲ 58.7K |
VANGUARD GROUP INC finance services | 52.8K | 46.06% | 46.06% | $5.76M | Aug 13, 2024 | — held |
GEODE CAPITAL MANAGEMENT, LLC finance services | 49.9K | 43.54% | 43.54% | $5.45M | Aug 9, 2024 | — held |
UBS GROUP AG finance services | 34.1K | 29.72% | 29.72% | $3.71M | Aug 14, 2024 | NEW |
SHEETS SMITH WEALTH MANAGEMENT finance services | 30.0K | 26.16% | 26.16% | $3.27M | Jul 30, 2024 | — held |
Data from SEC Form 13F filings. Ownership bar normalised to largest holder. Change flags: isNew / isSoldOut / changeInSharesNumber (FMP extract-analytics/holder).
Institutional Activity
Q2 2024 vs prior quarter
Q2 2024
2
Increased
+130.7K shares5
New Positions
first time holders2
Decreased
−14.1K shares7
Sold Out
fully exitedNet shares change (top 50)
+116.6K
+130.7K / −14.1K
Net new holders
-2
5 new / 7 exited
Based on top 50 institutional holders by position size. Fields: isNew, isSoldOut, changeInSharesNumber (FMP extract-analytics/holder, limit=50).
Insider Buying vs Selling
NCPL insider trading · insider activity
Source: SEC Form 4
Insiders have been net buyers of shares recently. Selling may be driven by pre-scheduled Rule 10b5-1 plans rather than negative sentiment.
1
Buy transactions
0
Sell transactions
0.00
Buy/Sell ratio
$0M
Total disposed
Recent Insider Transactions
Showing 10 most recent · Common Stock only
| Name · Role | Date | Type | Shares | Price | Value | After Trans. | Filing |
|---|---|---|---|---|---|---|---|
Geary Steven F director | Apr 24, 2024 | Purchase | 239,274 | $0.13 | $31.7K | 249.6K | Form 4 ↗ |
Geary Steven F director | Apr 25, 2023 | Award | 20,000 | $1.40 | $28.0K | 25.0K | Form 4 ↗ |
Lenk Cecilia director | Apr 25, 2023 | Award | 20,000 | $1.40 | $28.0K | 30.0K | Form 4 ↗ |
Liss Avi director | Apr 25, 2023 | Award | 20,000 | $1.40 | $28.0K | 25.0K | Form 4 ↗ |
Scott Arnold director | Apr 25, 2023 | Award | 20,000 | $1.40 | $28.0K | 20.0K | Form 4 ↗ |
Kay Martin Robert CEO | Jan 3, 2023 | Award | 1,000,000 | — | — | 1.00M | Form 4 ↗ |
Kraysler Coreen Sarah Chief Financial Officer | Jan 3, 2023 | Award | 200,000 | — | — | 220.0K | Form 4 ↗ |
Geary Steven F director | Feb 10, 2022 | Award | 5,000 | $10.50 | $52.5K | 5.0K | Form 4 ↗ |
Liss Avi director | Feb 10, 2022 | Award | 5,000 | $10.50 | $52.5K | 5.0K | Form 4 ↗ |
Lenk Cecilia Chief Executive Officer | Feb 10, 2022 | Award | 30,000 | $10.50 | $315.0K | 30.0K | Form 4 ↗ |
Source: /insider-trading/search (FMP stable). Buy/Sell direction: acquisitionOrDisposition A=Buy, D=Sell. RSU vesting (M-Exempt) excluded from sentiment bar. All data from SEC EDGAR public filings.
About institutional & insider ownership
Netcapital Inc. (NCPL) is primarily owned by institutional investors, who hold approximately 36.0% of total shares outstanding. Company insiders own approximately 11.30%, while retail and public investors account for the remaining 52.70%.
The largest institutional shareholder of Netcapital Inc. is BARD ASSOCIATES INC, holding approximately 1.12 million shares — equal to 9.79% of outstanding shares — as of June 30, 2024.
A total of 14 institutional investors currently hold NCPL stock, with a combined institutional value of approximately $193,135 as of the most recent 13F filing period.
Frequently asked questions
NCPL ownershipNetcapital Inc. (NCPL) is primarily owned by institutional investors, who hold approximately 36.0% of shares. The largest shareholder is BARD ASSOCIATES INC with a 9.79% stake. Company insiders hold 11.30%. Data sourced from SEC Form 13F as of June 30, 2024.