PIMCO High Income Fund
PIMCO High Income Fund (PHK) Stock Ownership
Institutional vs insider vs public ownership from 13F and float data — top holders, activity, and insider trades below.
SEC 13F · FMP · PHK · as of Sep 30, 2025
Ownership Breakdown
125
Institutional Holders
▲ 2 vs Q2
$104.53M
Total Inst. Value
▲ $3.46M vs Q2
186.47M
Shares Outstanding
freeFloat 100.00%
20.96M
13F Shares Held
▼ 95,296 vs Q2
Institutional ownership = 13F shares ÷ total outstanding. Insider % = 100 − free float. Public % = free float − institution %. Data: FMP /symbol-positions-summary + /shares-float + SEC EDGAR.
Top Institutional Holders
PHK largest shareholders · institutional ownership
Q3 2025 · SEC 13F
Showing top 10 holders
| Holder | Shares | % Owned | Weight | Value | Reported | Change |
|---|---|---|---|---|---|---|
RIVERNORTH CAPITAL MANAGEMENT, LLC | 2.42M | 1.34% | 1.34% | $12.06B | Nov 14, 2025 | ▼ 1.09M |
LPL FINANCIAL LLC | 1.89M | 1.05% | 1.05% | $9.43B | Nov 12, 2025 | ▲ 112.5K |
GUGGENHEIM CAPITAL LLC | 1.36M | 75.75% | 75.75% | $6.81B | Nov 13, 2025 | ▲ 41.3K |
INVESCO LTD. | 1.28M | 71.01% | 71.01% | $6.38B | Nov 13, 2025 | ▲ 53.3K |
ADVISOR GROUP HOLDINGS, INC. | 1.25M | 69.47% | 69.47% | $6.20B | Nov 14, 2025 | ▲ 807.2K |
UBS GROUP AG | 1.16M | 64.32% | 64.32% | $5.78B | Nov 13, 2025 | ▲ 119.3K |
COHEN & STEERS, INC. | 1.12M | 62.26% | 62.26% | $5.60B | Nov 14, 2025 | ▲ 11.7K |
BANK OF AMERICA CORP /DE/ | 1.03M | 57.22% | 57.22% | $5.14B | Feb 3, 2026 | ▲ 70.7K |
ENVESTNET ASSET MANAGEMENT INC | 892.3K | 49.52% | 49.52% | $4.45B | Nov 5, 2025 | ▲ 4.6K |
MORGAN STANLEY | 823.8K | 45.72% | 45.72% | $4.11B | May 27, 2026 | ▲ 31.5K |
Data from SEC Form 13F filings. Ownership bar normalised to largest holder. Change flags: isNew / isSoldOut / changeInSharesNumber (FMP extract-analytics/holder).
Institutional Activity
Q3 2025 vs prior quarter
Q3 2025
25
Increased
+1.66M shares2
New Positions
first time holders18
Decreased
−1.70M shares0
Sold Out
fully exitedNet shares change (top 50)
49.3K
+1.66M / −1.70M
Net new holders
+9
2 new / 0 exited
Based on top 50 institutional holders by position size. Fields: isNew, isSoldOut, changeInSharesNumber (FMP extract-analytics/holder, limit=50).
Insider Buying vs Selling
PHK insider trading · insider activity
Source: SEC Form 4
0
Buy transactions
1
Sell transactions
0.00
Buy/Sell ratio
$0M
Total disposed
Recent Insider Transactions
Showing 10 most recent · Common Stock only
| Name · Role | Date | Type | Shares | Price | Value | After Trans. | Filing |
|---|---|---|---|---|---|---|---|
UBS Group AG 10 percent owner | Apr 17, 2024 | J-Other | 1,637 | — | — | 0 | Form 4 ↗ |
Source: /insider-trading/search (FMP stable). Buy/Sell direction: acquisitionOrDisposition A=Buy, D=Sell. RSU vesting (M-Exempt) excluded from sentiment bar. All data from SEC EDGAR public filings.
About institutional & insider ownership
PIMCO High Income Fund (PHK) is primarily owned by institutional investors, who hold approximately 11.2% of total shares outstanding. Company insiders own approximately 0.00%, while retail and public investors account for the remaining 88.76%.
The largest institutional shareholder of PIMCO High Income Fund is RIVERNORTH CAPITAL MANAGEMENT, LLC, holding approximately 2.42 million shares — equal to 1.34% of outstanding shares — as of September 30, 2025.
A total of 125 institutional investors currently hold PHK stock, with a combined institutional value of approximately $104,533,868 as of the most recent 13F filing period.
Frequently asked questions
PHK ownershipPIMCO High Income Fund (PHK) is primarily owned by institutional investors, who hold approximately 11.2% of shares. The largest shareholder is RIVERNORTH CAPITAL MANAGEMENT, LLC with a 1.34% stake. Company insiders hold 0.00%. Data sourced from SEC Form 13F as of September 30, 2025.