Smith Micro Software, Inc.
Smith Micro Software, Inc. (SMSI) Stock Ownership
Institutional vs insider vs public ownership from 13F and float data — top holders, activity, and insider trades below.
SEC 13F · FMP · SMSI · as of Sep 30, 2025
Ownership Breakdown
30
Institutional Holders
▲ 2 vs Q2
$1.07M
Total Inst. Value
▼ $168,741 vs Q2
4.12M
Shares Outstanding
freeFloat 73.13%
1.48M
13F Shares Held
▲ 40,643 vs Q2
Institutional ownership = 13F shares ÷ total outstanding. Insider % = 100 − free float. Public % = free float − institution %. Data: FMP /symbol-positions-summary + /shares-float + SEC EDGAR.
Top Institutional Holders
SMSI largest shareholders · institutional ownership
Q3 2025 · SEC 13F
Showing top 10 holders
| Holder | Shares | % Owned | Weight | Value | Reported | Change |
|---|---|---|---|---|---|---|
PACIFIC RIDGE CAPITAL PARTNERS, LLC services-prepackaged software | 542.5K | 2.79% | 2.79% | $392.20M | Nov 12, 2025 | ▼ 12.1K |
VANGUARD GROUP INC services-prepackaged software | 261.2K | 1.35% | 1.35% | $188.84M | Nov 7, 2025 | ▲ 11.6K |
GEODE CAPITAL MANAGEMENT, LLC services-prepackaged software | 182.4K | 93.94% | 93.94% | $131.89M | Nov 12, 2025 | ▲ 988 |
RENAISSANCE TECHNOLOGIES LLC services-prepackaged software | 78.1K | 40.24% | 40.24% | $56.50M | Nov 13, 2025 | ▲ 22.3K |
CITADEL ADVISORS LLC services-prepackaged software | 77.8K | 40.07% | 40.07% | $56.25M | Nov 14, 2025 | ▼ 35.9K |
BLACKROCK, INC. services-prepackaged software | 49.1K | 25.29% | 25.29% | $35.51M | Nov 12, 2025 | — held |
XTX TOPCO LTD services-prepackaged software | 42.9K | 22.08% | 22.08% | $31.00M | Nov 14, 2025 | ▲ 21.2K |
SUSQUEHANNA INTERNATIONAL GROUP, LLP services-prepackaged software | 42.8K | 22.03% | 22.03% | $30.93M | Nov 14, 2025 | ▲ 7.7K |
NORTHERN TRUST CORP services-prepackaged software | 31.0K | 15.97% | 15.97% | $22.43M | Nov 14, 2025 | — held |
STATE STREET CORP services-prepackaged software | 25.4K | 13.09% | 13.09% | $18.38M | Nov 14, 2025 | — held |
Data from SEC Form 13F filings. Ownership bar normalised to largest holder. Change flags: isNew / isSoldOut / changeInSharesNumber (FMP extract-analytics/holder).
Institutional Activity
Q3 2025 vs prior quarter
Q3 2025
9
Increased
+94.6K shares6
New Positions
first time holders7
Decreased
−66.8K shares4
Sold Out
fully exitedNet shares change (top 50)
+27.8K
+94.6K / −66.8K
Net new holders
+4
6 new / 4 exited
Based on top 50 institutional holders by position size. Fields: isNew, isSoldOut, changeInSharesNumber (FMP extract-analytics/holder, limit=50).
Insider Buying vs Selling
SMSI insider trading · insider activity
Source: SEC Form 4
0
Buy transactions
3
Sell transactions
0.00
Buy/Sell ratio
$0M
Total disposed
Recent Insider Transactions
Showing 10 most recent · Common Stock only
| Name · Role | Date | Type | Shares | Price | Value | After Trans. | Filing |
|---|---|---|---|---|---|---|---|
SMITH WILLIAM W JR Executive Chairman | May 14, 2026 | Tax Withhold | 1,618 | $0.87 | $1.4K | 293.5K | Form 4 ↗ |
Huffmyer Timothy C. President and CEO | May 14, 2026 | Tax Withhold | 588 | $0.87 | $510.678 | 183.4K | Form 4 ↗ |
Braund Bethany M VP, CFO and Treasurer | May 14, 2026 | Tax Withhold | 1,850 | $0.87 | $1.6K | 31.0K | Form 4 ↗ |
SMITH WILLIAM W JR Executive Chairman | Apr 27, 2026 | Tax Withhold | 1,618 | $0.70 | $1.1K | 295.1K | Form 4 ↗ |
Braund Bethany M VP, CFO and Treasurer | Apr 27, 2026 | Tax Withhold | 6,761 | $0.72 | $4.9K | 32.8K | Form 4 ↗ |
Huffmyer Timothy C. President and CEO | Apr 27, 2026 | Tax Withhold | 588 | $0.70 | $411.6 | 184.0K | Form 4 ↗ |
Braund Bethany M VP, CFO and Treasurer | Mar 31, 2026 | Award | 20,000 | — | — | 39.6K | Form 4 ↗ |
SMITH WILLIAM W JR President and CEO | Mar 13, 2026 | Tax Withhold | 4,943 | $0.85 | $4.2K | 296.8K | Form 4 ↗ |
Huffmyer Timothy C. VP, COO, CFO and Treasurer | Mar 13, 2026 | Tax Withhold | 1,788 | $0.85 | $1.5K | 184.6K | Form 4 ↗ |
Sharma Chetan director | Mar 9, 2026 | Award | 12,500 | $0.69 | $8.6K | 12.5K | Form 4 ↗ |
Source: /insider-trading/search (FMP stable). Buy/Sell direction: acquisitionOrDisposition A=Buy, D=Sell. RSU vesting (M-Exempt) excluded from sentiment bar. All data from SEC EDGAR public filings.
About institutional & insider ownership
Smith Micro Software, Inc. (SMSI) is primarily owned by institutional investors, who hold approximately 35.8% of total shares outstanding. Company insiders own approximately 26.87%, while retail and public investors account for the remaining 37.31%.
The largest institutional shareholder of Smith Micro Software, Inc. is PACIFIC RIDGE CAPITAL PARTNERS, LLC, holding approximately 542,467 shares — equal to 2.79% of outstanding shares — as of September 30, 2025.
A total of 30 institutional investors currently hold SMSI stock, with a combined institutional value of approximately $1,066,732 as of the most recent 13F filing period.
Frequently asked questions
SMSI ownershipSmith Micro Software, Inc. (SMSI) is primarily owned by institutional investors, who hold approximately 35.8% of shares. The largest shareholder is PACIFIC RIDGE CAPITAL PARTNERS, LLC with a 2.79% stake. Company insiders hold 26.87%. Data sourced from SEC Form 13F as of September 30, 2025.