SWK Holdings Corporation
SWK Holdings Corporation (SWKH) Stock Ownership
Institutional vs insider vs public ownership from 13F and float data — top holders, activity, and insider trades below.
SEC 13F · FMP · SWKH · as of Sep 30, 2025
Ownership Breakdown
60
Institutional Holders
▲ 7 vs Q2
$154.23M
Total Inst. Value
▼ $1.76M vs Q2
12.10M
Shares Outstanding
freeFloat 94.21%
10.60M
13F Shares Held
▲ 17,361 vs Q2
Institutional ownership = 13F shares ÷ total outstanding. Insider % = 100 − free float. Public % = free float − institution %. Data: FMP /symbol-positions-summary + /shares-float + SEC EDGAR.
Top Institutional Holders
SWKH largest shareholders · institutional ownership
Q3 2025 · SEC 13F
Showing top 10 holders
| Holder | Shares | % Owned | Weight | Value | Reported | Change |
|---|---|---|---|---|---|---|
CARLSON CAPITAL L P miscellaneous business credit institution | 8.49M | 69.57% | 69.57% | $123.57B | Nov 5, 2025 | — held |
M3F, INC. miscellaneous business credit institution | 733.2K | 6.01% | 6.01% | $10.67B | Nov 12, 2025 | ▲ 34.7K |
CANNELL CAPITAL LLC miscellaneous business credit institution | 241.3K | 1.98% | 1.98% | $3.51B | Nov 14, 2025 | ▼ 73.3K |
VANGUARD GROUP INC miscellaneous business credit institution | 196.7K | 1.61% | 1.61% | $2.86B | Nov 7, 2025 | ▼ 4.3K |
BLACKROCK, INC. miscellaneous business credit institution | 143.2K | 1.17% | 1.17% | $2.08B | Nov 12, 2025 | ▼ 1.3K |
BRIDGEWAY CAPITAL MANAGEMENT, LLC miscellaneous business credit institution | 114.8K | 94.00% | 94.00% | $1.67B | Nov 14, 2025 | ▲ 480 |
RAYMOND JAMES FINANCIAL INC miscellaneous business credit institution | 78.6K | 64.39% | 64.39% | $1.14B | Nov 14, 2025 | ▲ 4.0K |
GEODE CAPITAL MANAGEMENT, LLC miscellaneous business credit institution | 75.8K | 62.11% | 62.11% | $1.10B | Nov 12, 2025 | ▲ 502 |
EMPOWERED FUNDS, LLC miscellaneous business credit institution | 57.6K | 47.14% | 47.14% | $837.38M | Nov 13, 2025 | ▲ 480 |
DIMENSIONAL FUND ADVISORS LP miscellaneous business credit institution | 49.4K | 40.43% | 40.43% | $718.13M | Nov 12, 2025 | ▲ 762 |
Data from SEC Form 13F filings. Ownership bar normalised to largest holder. Change flags: isNew / isSoldOut / changeInSharesNumber (FMP extract-analytics/holder).
Institutional Activity
Q3 2025 vs prior quarter
Q3 2025
21
Increased
+82.3K shares6
New Positions
first time holders15
Decreased
−91.6K shares0
Sold Out
fully exitedNet shares change (top 50)
9.3K
+82.3K / −91.6K
Net new holders
+12
6 new / 0 exited
Based on top 50 institutional holders by position size. Fields: isNew, isSoldOut, changeInSharesNumber (FMP extract-analytics/holder, limit=50).
Insider Buying vs Selling
SWKH insider trading · insider activity
Source: SEC Form 4
5
Buy transactions
3
Sell transactions
1.67
Buy/Sell ratio
$0M
Total disposed
Recent Insider Transactions
Showing 10 most recent · Common Stock only
| Name · Role | Date | Type | Shares | Price | Value | After Trans. | Filing |
|---|---|---|---|---|---|---|---|
Carlson Capital, L.P. 10 percent owner | Apr 6, 2026 | J-Other | 8,493,088 | — | — | 0 | Form 4 ↗ |
Carlson Capital, L.P. 10 percent owner | Apr 6, 2026 | J-Other | 8,632,093 | — | — | 0 | Form 4 ↗ |
Hatcher Robert K. director | Jun 16, 2025 | Award | 3,858 | $14.26 | $55.0K | 16.7K | Form 4 ↗ |
Albright Jerry director | Jun 16, 2025 | Award | 3,858 | $14.26 | $55.0K | 10.8K | Form 4 ↗ |
Dotter Laurie L. director | Jun 16, 2025 | Award | 3,858 | $14.26 | $55.0K | 16.8K | Form 4 ↗ |
Staggs Joe David JR PRESIDENT | Apr 15, 2025 | Tax Withhold | 25,857 | $18.10 | $468.0K | 123.8K | Form 4 ↗ |
Staggs Joe David JR PRESIDENT | Jan 31, 2025 | Award | 36,700 | — | — | 115.9K | Form 4 ↗ |
Rice Adam Chief Financial Officer | Jan 31, 2025 | Award | 9,175 | — | — | 15.2K | Form 4 ↗ |
Carlson Capital, L.P. 10 percent owner | Oct 23, 2024 | J-Other | 600,678 | — | — | 0 | Form 4 ↗ |
Rice Adam Chief Financial Officer | Jul 3, 2024 | Award | 6,072 | — | — | 6.1K | Form 4 ↗ |
Source: /insider-trading/search (FMP stable). Buy/Sell direction: acquisitionOrDisposition A=Buy, D=Sell. RSU vesting (M-Exempt) excluded from sentiment bar. All data from SEC EDGAR public filings.
About institutional & insider ownership
SWK Holdings Corporation (SWKH) is primarily owned by institutional investors, who hold approximately 87.6% of total shares outstanding. Company insiders own approximately 5.79%, while retail and public investors account for the remaining 6.58%.
The largest institutional shareholder of SWK Holdings Corporation is CARLSON CAPITAL L P, holding approximately 8.49 million shares — equal to 69.57% of outstanding shares — as of September 30, 2025.
A total of 60 institutional investors currently hold SWKH stock, with a combined institutional value of approximately $154,228,761 as of the most recent 13F filing period.
Frequently asked questions
SWKH ownershipSWK Holdings Corporation (SWKH) is primarily owned by institutional investors, who hold approximately 87.6% of shares. The largest shareholder is CARLSON CAPITAL L P with a 69.57% stake. Company insiders hold 5.79%. Data sourced from SEC Form 13F as of September 30, 2025.