Tri-Continental Corporation
Tri-Continental Corporation (TY) Stock Ownership
Institutional vs insider vs public ownership from 13F and float data — top holders, activity, and insider trades below.
SEC 13F · FMP · TY · as of Mar 31, 2025
Ownership Breakdown
146
Institutional Holders
▼ 4 vs Q4
$191.56M
Total Inst. Value
▼ $27.14M vs Q4
53.23M
Shares Outstanding
freeFloat 99.97%
6.25M
13F Shares Held
▼ 646,515 vs Q4
Institutional ownership = 13F shares ÷ total outstanding. Insider % = 100 − free float. Public % = free float − institution %. Data: FMP /symbol-positions-summary + /shares-float + SEC EDGAR.
Top Institutional Holders
TY largest shareholders · institutional ownership
Q1 2025 · SEC 13F
Showing top 10 holders
| Holder | Shares | % Owned | Weight | Value | Reported | Change |
|---|---|---|---|---|---|---|
MORGAN STANLEY | 566.0K | 1.07% | 1.07% | $17.36B | May 15, 2025 | ▼ 5.1K |
LAZARD ASSET MANAGEMENT LLC | 449.8K | 85.12% | 85.12% | $13.79B | May 15, 2025 | — held |
BARD FINANCIAL SERVICES, INC. | 443.8K | 83.99% | 83.99% | $13.61B | Apr 15, 2025 | ▼ 21.6K |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 411.7K | 77.91% | 77.91% | $12.63B | May 5, 2025 | ▼ 29 |
UBS GROUP AG | 336.3K | 63.64% | 63.64% | $10.31B | May 13, 2025 | ▲ 23.9K |
ALLSPRING GLOBAL INVESTMENTS HOLDINGS, LLC | 276.6K | 52.33% | 52.33% | $8.48B | Apr 24, 2025 | ▲ 3.5K |
RAYMOND JAMES FINANCIAL INC | 259.6K | 49.13% | 49.13% | $7.96B | May 13, 2025 | ▼ 65.9K |
WELLS FARGO & COMPANY/MN | 254.7K | 48.21% | 48.21% | $7.81B | May 13, 2025 | ▲ 2.7K |
KOVITZ INVESTMENT GROUP PARTNERS, LLC | 205.7K | 38.94% | 38.94% | $6.31B | May 19, 2025 | ▼ 8.1K |
UNCOMMON CENTS INVESTING LLC | 163.9K | 31.02% | 31.02% | $5.03B | Apr 23, 2025 | ▼ 3.0K |
Data from SEC Form 13F filings. Ownership bar normalised to largest holder. Change flags: isNew / isSoldOut / changeInSharesNumber (FMP extract-analytics/holder).
Institutional Activity
Q1 2025 vs prior quarter
Q1 2025
18
Increased
+72.2K shares1
New Positions
first time holders25
Decreased
−300.2K shares0
Sold Out
fully exitedNet shares change (top 50)
228.0K
+72.2K / −300.2K
Net new holders
-6
1 new / 0 exited
Based on top 50 institutional holders by position size. Fields: isNew, isSoldOut, changeInSharesNumber (FMP extract-analytics/holder, limit=50).
Insider Buying vs Selling
TY insider trading · insider activity
Source: SEC Form 4
Insiders have been primarily selling shares recently. Selling may be driven by pre-scheduled Rule 10b5-1 plans rather than negative sentiment.
0
Buy transactions
1
Sell transactions
0.00
Buy/Sell ratio
$0M
Total disposed
Recent Insider Transactions
Showing 10 most recent · Common Stock only
| Name · Role | Date | Type | Shares | Price | Value | After Trans. | Filing |
|---|---|---|---|---|---|---|---|
Jin Yan Portfolio Manager of Issuer | May 27, 2026 | Sale | 2,500 | $34.87 | $87.2K | 12.9K | Form 4 ↗ |
Petersen Christopher O. SVP & Asst Secretary | Sep 4, 2025 | Sale | 151.282 | $33.56 | $5.1K | 0 | Form 4 ↗ |
Larrenaga Ryan Collins See Remarks | Aug 20, 2025 | Purchase | 100 | $33.04 | $3.3K | 100 | Form 4 ↗ |
Carlton Pamela G director | Mar 7, 2025 | Sale | 332 | $31.25 | $10.4K | 1.6K | Form 4 ↗ |
Carlton Pamela G director | Mar 7, 2025 | Sale | 1,483 | $31.22 | $46.3K | 100.862 | Form 4 ↗ |
TRUSCOTT WILLIAM F Senior Vice President | Nov 18, 2024 | Purchase | 4,000 | $33.60 | $134.4K | 4.0K | Form 4 ↗ |
TRUSCOTT WILLIAM F Senior Vice President | Nov 8, 2024 | Gift | 2,000 | — | — | 0 | Form 4 ↗ |
Carrig Janet director | Aug 29, 2023 | Sale | 27 | $27.71 | $748.138 | 73 | Form 4 ↗ |
Source: /insider-trading/search (FMP stable). Buy/Sell direction: acquisitionOrDisposition A=Buy, D=Sell. RSU vesting (M-Exempt) excluded from sentiment bar. All data from SEC EDGAR public filings.
About institutional & insider ownership
Tri-Continental Corporation (TY) is primarily owned by institutional investors, who hold approximately 11.7% of total shares outstanding. Company insiders own approximately 0.03%, while retail and public investors account for the remaining 88.23%.
The largest institutional shareholder of Tri-Continental Corporation is MORGAN STANLEY, holding approximately 566,027 shares — equal to 1.07% of outstanding shares — as of March 31, 2025.
A total of 146 institutional investors currently hold TY stock, with a combined institutional value of approximately $191,558,273 as of the most recent 13F filing period.
Frequently asked questions
TY ownershipTri-Continental Corporation (TY) is primarily owned by institutional investors, who hold approximately 11.7% of shares. The largest shareholder is MORGAN STANLEY with a 1.07% stake. Company insiders hold 0.03%. Data sourced from SEC Form 13F as of March 31, 2025.