LPL Financial Holdings Inc.
LPL Financial Holdings Inc. (LPLA) Insider Trading
Form 4 buy vs sell counts, ratio, and sentiment — switch this quarter or last 12 months; chart and transactions below.
SEC EDGAR · FMP · LPLA · as of Jun 8, 2026
Activity summary
Buy transactions
0
P-Purchase only
Sell transactions
81
12 Months
Buy/Sell ratio
0.00
Buy/Sell (by trades)
Overall sentiment
LPL Financial Holdings Inc. insiders have been primarily selling shares over the past 12 Months. Selling activity is often driven by pre-scheduled Rule 10b5-1 plans rather than negative sentiment toward the company.
▸ Source: SEC EDGAR · Form 3 & 4 · via Financial Modeling Prep · Buy = P-Purchase only · Sell = S-Sale only
As of Jun 8, 2026
LPLA insider buying and selling by quarter
LPLA insider selling · LPLA insider buying stocks · quarterly insider activity
Mobile shows last 4Q · Desktop shows full 8Q
▸ Source: SEC EDGAR · Form 3 & 4 · via Financial Modeling Prep · last 8 quarters
As of Jun 8, 2026
Active insiders
Most active in past 12 months · LPLA ceo insider trading
Showing all insiders · Click a card to filter the transactions table below
▸ Aggregated from reportingName · top 5 by trade count (12M) · no extra API
Recent insider transactions
LPLA executive sell shares · LPLA board member insider trading · LPLA insider trading SEC filing
Scroll horizontally to see all columns
| Date | Insider | Type | Shares | Value | Filing |
|---|---|---|---|---|---|
| May 15, 2026 | Thomas Corey E. Director | Award | 348 | — | Form 4 |
| May 15, 2026 | Thomas Corey E. Director | Award | 712 | — | Form 4 |
| May 15, 2026 | SCHIFTER RICHARD P Director | Award | 348 | — | Form 4 |
| May 15, 2026 | SCHIFTER RICHARD P Director | Award | 712 | — | Form 4 |
| May 15, 2026 | Putnam James S Director | Award | 712 | — | Form 4 |
| May 15, 2026 | MULCAHY ANNE M Director | Award | 348 | — | Form 4 |
| May 15, 2026 | MULCAHY ANNE M Director | Award | 712 | — | Form 4 |
| May 15, 2026 | Mnookin Allison Director | Award | 712 | — | Form 4 |
| May 15, 2026 | Ko Albert J Director | Award | 712 | — | Form 4 |
| May 15, 2026 | Khanna Somesh Director | Award | 712 | — | Form 4 |
| May 15, 2026 | Glavin William Francis Jr Director | Award | 712 | — | Form 4 |
| May 15, 2026 | EBERHART PAULETT Director | Award | 712 | — | Form 4 |
| May 15, 2026 | BERNARD EDWARD C Director | Award | 348 | — | Form 4 |
| May 15, 2026 | BERNARD EDWARD C Director | Award | 712 | — | Form 4 |
| May 7, 2026 | Putnam James S Director | Gift | 100 | — | Form 4 |
| Apr 14, 2026 | Audette Matthew J President and CFO | Sale | 330 | $107K | Form 4 |
| Apr 14, 2026 | Audette Matthew J President and CFO | Sale | 139 | $45K | Form 4 |
| Apr 15, 2026 | Audette Matthew J President and CFO | Sale | 220 | $72K | Form 4 |
| Apr 15, 2026 | Audette Matthew J President and CFO | Sale | 189 | $62K | Form 4 |
| Apr 15, 2026 | Audette Matthew J President and CFO | Sale | 595 | $197K | Form 4 |
| Apr 15, 2026 | Audette Matthew J President and CFO | Sale | 106 | $35K | Form 4 |
| Mar 24, 2026 | Thomas Corey E. Director | Award | 7 | — | Form 4 |
| Mar 24, 2026 | SCHIFTER RICHARD P Director | Award | 19 | — | Form 4 |
| Mar 24, 2026 | Putnam James S Director | Award | 10 | — | Form 4 |
| Mar 24, 2026 | Mnookin Allison Director | Award | 3 | — | Form 4 |
Audette Matthew J
President and CFO
Date
Apr 14
Shares
330
Price
$325.00
Value
$107K
Audette Matthew J
President and CFO
Date
Apr 14
Shares
139
Price
$326.16
Value
$45K
Audette Matthew J
President and CFO
Date
Apr 15
Shares
220
Price
$327.45
Value
$72K
Audette Matthew J
President and CFO
Date
Apr 15
Shares
189
Price
$328.34
Value
$62K
Audette Matthew J
President and CFO
Date
Apr 15
Shares
595
Price
$331.09
Value
$197K
Audette Matthew J
President and CFO
Date
Apr 15
Shares
106
Price
$332.27
Value
$35K
⚡ = value ≥ $1M · Award/Option price shows — · formType=4 · securityName=Common Stock · url → sec.gov/Archives/edgar
▸ Source: SEC EDGAR · Form 4 filings · ⚡ = value ≥ $1M · Award/Option price shows —
About LPLA insider trading
LPLA insider trades
LPL Financial Holdings Inc. (LPLA) insider trading data is sourced from SEC Form 4 filings submitted by corporate insiders, including Gates Greg (Group Managing Director), Audette Matthew J (President and CFO), Steinmeier Richard (CEO). Over the past 12 months, 5 insiders have filed transactions with the SEC. LPLA insiders have been primarily selling, which may reflect pre-scheduled Rule 10b5-1 plan executions.
For LPL Financial Holdings Inc.'s institutional ownership breakdown and insider ownership percentage, see the Ownership tab → Ownership tab →
Frequently asked questions
LPLA insider trading · 5 questionsThe insiders of LPL Financial Holdings Inc. (LPLA) include executives and directors such as Gates Greg (Group Managing Director), Audette Matthew J (President and CFO), Steinmeier Richard (CEO), among others. Over the past 12 months, 5 insiders have filed Form 4 transactions with the SEC. Insider transactions are required to be reported within 2 business days of the trade date.
▸ Source: FMP /stable/insider-trading/search · SEC EDGAR Form 3 & 4 · acquisitionOrDisposition A=Buy, D=Sell · RSU vesting (M-Exempt) excluded from sentiment bar · As of Jun 8, 2026