PennantPark Floating Rate Capital Ltd.
PennantPark Floating Rate Capital Ltd. (PFLT) Stock Ownership
Institutional vs insider vs public ownership from 13F and float data — top holders, activity, and insider trades below.
SEC 13F · FMP · PFLT · as of Sep 30, 2025
Ownership Breakdown
138
Institutional Holders
▲ 13 vs Q2
$193.42M
Total Inst. Value
▼ $27.65M vs Q2
99.22M
Shares Outstanding
freeFloat 99.11%
21.85M
13F Shares Held
▲ 450,686 vs Q2
Institutional ownership = 13F shares ÷ total outstanding. Insider % = 100 − free float. Public % = free float − institution %. Data: FMP /symbol-positions-summary + /shares-float + SEC EDGAR.
Top Institutional Holders
PFLT largest shareholders · institutional ownership
Q3 2025 · SEC 13F
Showing top 10 holders
| Holder | Shares | % Owned | Weight | Value | Reported | Change |
|---|---|---|---|---|---|---|
SOUND INCOME STRATEGIES, LLC | 4.13M | 5.06% | 5.06% | $35.65B | Oct 10, 2025 | ▲ 226.8K |
VAN ECK ASSOCIATES CORP | 2.53M | 3.10% | 3.10% | $22.52B | Nov 13, 2025 | ▲ 174.6K |
MARSHALL WACE, LLP | 2.06M | 2.52% | 2.52% | $18.29B | Nov 13, 2025 | ▲ 617.7K |
UBS GROUP AG | 1.30M | 1.59% | 1.59% | $11.52B | Nov 13, 2025 | ▲ 178.4K |
INVESCO LTD. | 1.26M | 1.55% | 1.55% | $11.23B | Nov 13, 2025 | ▲ 186.6K |
QUBE RESEARCH & TECHNOLOGIES LTD | 1.09M | 1.34% | 1.34% | $9.73B | Nov 14, 2025 | ▲ 295.2K |
ALTSHULER SHAHAM LTD | 916.0K | 1.12% | 1.12% | $8.14B | Nov 13, 2025 | ▼ 814.0K |
BLACKROCK, INC. | 687.2K | 84.14% | 84.14% | $6.11B | Nov 12, 2025 | ▲ 186.4K |
MILLENNIUM MANAGEMENT LLC | 680.7K | 83.35% | 83.35% | $6.05B | Nov 14, 2025 | ▼ 39.4K |
MORGAN STANLEY | 642.7K | 78.70% | 78.70% | $5.71B | May 27, 2026 | ▲ 254.6K |
Data from SEC Form 13F filings. Ownership bar normalised to largest holder. Change flags: isNew / isSoldOut / changeInSharesNumber (FMP extract-analytics/holder).
Institutional Activity
Q3 2025 vs prior quarter
Q3 2025
33
Increased
+2.95M shares1
New Positions
first time holders15
Decreased
−1.57M shares0
Sold Out
fully exitedNet shares change (top 50)
+1.38M
+2.95M / −1.57M
Net new holders
+19
1 new / 0 exited
Based on top 50 institutional holders by position size. Fields: isNew, isSoldOut, changeInSharesNumber (FMP extract-analytics/holder, limit=50).
Insider Buying vs Selling
PFLT insider trading · insider activity
Source: SEC Form 4
Insiders have been net buyers of shares recently. Selling may be driven by pre-scheduled Rule 10b5-1 plans rather than negative sentiment.
1
Buy transactions
0
Sell transactions
0.00
Buy/Sell ratio
$0M
Total disposed
Recent Insider Transactions
Showing 10 most recent · Common Stock only
| Name · Role | Date | Type | Shares | Price | Value | After Trans. | Filing |
|---|---|---|---|---|---|---|---|
Briones Jose A director | May 12, 2026 | Purchase | 5,770 | $8.67 | $50.0K | 348.1K | Form 4 ↗ |
Allorto Richard T JR CFO and Treasurer | Mar 11, 2026 | Purchase | 15,000 | $8.15 | $122.3K | 25.0K | Form 4 ↗ |
Briones Jose A director | Feb 19, 2026 | Purchase | 5,895 | $8.48 | $50.0K | 342.3K | Form 4 ↗ |
Briones Jose A director | Dec 1, 2025 | Purchase | 5,500 | $9.10 | $50.0K | 336.4K | Form 4 ↗ |
Briones Jose A director | May 21, 2025 | Purchase | 1,480 | $10.13 | $15.0K | 330.9K | Form 4 ↗ |
Briones Jose A director | May 14, 2025 | Purchase | 9,840 | $10.15 | $99.9K | 329.4K | Form 4 ↗ |
Briones Jose A director | Jun 5, 2024 | Purchase | 1,745 | $11.40 | $19.9K | 319.6K | Form 4 ↗ |
Allorto Richard T JR CFO and Treasurer | May 30, 2024 | Purchase | 10,000 | $11.30 | $113.0K | 10.0K | Form 4 ↗ |
Briones Jose A director | May 28, 2024 | Purchase | 885 | $11.33 | $10.0K | 317.7K | Form 4 ↗ |
Briones Jose A director | May 13, 2024 | Purchase | 1,740 | $11.48 | $20.0K | 316.9K | Form 4 ↗ |
Source: /insider-trading/search (FMP stable). Buy/Sell direction: acquisitionOrDisposition A=Buy, D=Sell. RSU vesting (M-Exempt) excluded from sentiment bar. All data from SEC EDGAR public filings.
About institutional & insider ownership
PennantPark Floating Rate Capital Ltd. (PFLT) is primarily owned by institutional investors, who hold approximately 22.0% of total shares outstanding. Company insiders own approximately 0.89%, while retail and public investors account for the remaining 77.09%.
The largest institutional shareholder of PennantPark Floating Rate Capital Ltd. is SOUND INCOME STRATEGIES, LLC, holding approximately 4.13 million shares — equal to 5.06% of outstanding shares — as of September 30, 2025.
A total of 138 institutional investors currently hold PFLT stock, with a combined institutional value of approximately $193,415,619 as of the most recent 13F filing period.
Frequently asked questions
PFLT ownershipPennantPark Floating Rate Capital Ltd. (PFLT) is primarily owned by institutional investors, who hold approximately 22.0% of shares. The largest shareholder is SOUND INCOME STRATEGIES, LLC with a 5.06% stake. Company insiders hold 0.89%. Data sourced from SEC Form 13F as of September 30, 2025.