SWK Holdings Corporation
SWK Holdings Corporation (SWKH) Insider Trading
Form 4 buy vs sell counts, ratio, and sentiment — switch this quarter or last 12 months; chart and transactions below.
SEC EDGAR · FMP · SWKH · as of Jun 8, 2026
Activity summary
Buy transactions
0
P-Purchase only
Sell transactions
0
12 Months
Buy/Sell ratio
0.00
Buy/Sell (by trades)
Overall sentiment
SWK Holdings Corporation insiders have shown mixed buying and selling activity over the past 12 Months.
▸ Source: SEC EDGAR · Form 3 & 4 · via Financial Modeling Prep · Buy = P-Purchase only · Sell = S-Sale only
As of Jun 8, 2026
SWKH insider buying and selling by quarter
SWKH insider selling · SWKH insider buying stocks · quarterly insider activity
Mobile shows last 4Q · Desktop shows full 8Q
▸ Source: SEC EDGAR · Form 3 & 4 · via Financial Modeling Prep · last 8 quarters
As of Jun 8, 2026
Active insiders
Most active in past 12 months · SWKH ceo insider trading
Showing all insiders · Click a card to filter the transactions table below
▸ Aggregated from reportingName · top 5 by trade count (12M) · no extra API
Recent insider transactions
SWKH executive sell shares · SWKH board member insider trading · SWKH insider trading SEC filing
Scroll horizontally to see all columns
| Date | Insider | Type | Shares | Value | Filing |
|---|---|---|---|---|---|
| Apr 6, 2026 | Carlson Capital, L.P. 10 percent owner | Other | 8,632,093 | — | Form 4 |
| Jun 16, 2025 | Hatcher Robert K. Director | Award | 3,858 | $55K | Form 4 |
| Jun 16, 2025 | Albright Jerry Director | Award | 3,858 | $55K | Form 4 |
| Jun 16, 2025 | Dotter Laurie L. Director | Award | 3,858 | $55K | Form 4 |
| Apr 15, 2025 | Staggs Joe David JR PRESIDENT | Option | 18,750 | $234K | Form 4 |
| Apr 15, 2025 | Staggs Joe David JR PRESIDENT | Option | 15,000 | $144K | Form 4 |
| Apr 15, 2025 | Staggs Joe David JR PRESIDENT | Other | 25,857 | $468K | Form 4 |
| Jan 31, 2025 | Staggs Joe David JR PRESIDENT | Award | 36,700 | — | Form 4 |
| Jan 31, 2025 | Rice Adam CFO | Award | 9,175 | — | Form 4 |
| Jul 3, 2024 | Rice Adam CFO | Award | 6,072 | — | Form 4 |
| Jun 27, 2024 | Dotter Laurie L. Director | Award | 3,253 | $55K | Form 4 |
| Jun 27, 2024 | Hatcher Robert K. Director | Award | 3,253 | $55K | Form 4 |
| Jun 27, 2024 | Albright Jerry Director | Award | 3,253 | $55K | Form 4 |
| Jul 1, 2024 | Pennington Marcus Edward Director | Award | 1,051 | $18K | Form 4 |
| Jun 27, 2024 | Pennington Marcus Edward Director | Award | 3,253 | $55K | Form 4 |
| Apr 1, 2024 | Dotter Laurie L. Director | Award | 815 | $14K | Form 4 |
| Apr 1, 2024 | Albright Jerry Director | Award | 815 | $14K | Form 4 |
| Apr 1, 2024 | Hatcher Robert K. Director | Award | 815 | $14K | Form 4 |
| Apr 1, 2024 | Pennington Marcus Edward Director | Award | 815 | $14K | Form 4 |
| Apr 1, 2024 | Pennington Marcus Edward Director | Award | 1,051 | $18K | Form 4 |
| Mar 1, 2024 | Staggs Joe David JR PRESIDENT | Award | 35,881 | — | Form 4 |
| Jan 2, 2024 | Dotter Laurie L. Director | Award | 766 | $14K | Form 4 |
| Jan 2, 2024 | Albright Jerry Director | Award | 766 | $14K | Form 4 |
| Jan 2, 2024 | Hatcher Robert K. Director | Award | 766 | $14K | Form 4 |
| Jan 2, 2024 | Pennington Marcus Edward Director | Award | 766 | $14K | Form 4 |
Carlson Capital, L.P.
10 percent owner
Date
Apr 6
Shares
8,632,093
Price
—
Value
—
Pennington Marcus Edward
Director
Date
Jun 27
Shares
3,253
Price
$16.91
Value
$55K
⚡ = value ≥ $1M · Award/Option price shows — · formType=4 · securityName=Common Stock · url → sec.gov/Archives/edgar
▸ Source: SEC EDGAR · Form 4 filings · ⚡ = value ≥ $1M · Award/Option price shows —
About SWKH insider trading
SWKH insider trades
SWK Holdings Corporation (SWKH) insider trading data is sourced from SEC Form 4 filings submitted by corporate insiders, including Carlson Capital, L.P. (10 percent owner), Hatcher Robert K. (Director), Albright Jerry (Director). Over the past 12 months, 4 insiders have filed transactions with the SEC. SWKH insiders have been mixed buying and selling, which may reflect pre-scheduled Rule 10b5-1 plan executions.
For SWK Holdings Corporation's institutional ownership breakdown and insider ownership percentage, see the Ownership tab → Ownership tab →
Frequently asked questions
SWKH insider trading · 5 questionsThe insiders of SWK Holdings Corporation (SWKH) include executives and directors such as Carlson Capital, L.P. (10 percent owner), Hatcher Robert K. (Director), Albright Jerry (Director), among others. Over the past 12 months, 4 insiders have filed Form 4 transactions with the SEC. Insider transactions are required to be reported within 2 business days of the trade date.
▸ Source: FMP /stable/insider-trading/search · SEC EDGAR Form 3 & 4 · acquisitionOrDisposition A=Buy, D=Sell · RSU vesting (M-Exempt) excluded from sentiment bar · As of Jun 8, 2026