SWK Holdings Corporation
SWK Holdings Corporation (SWKH) Stock Ownership
Institutional vs insider vs public ownership from 13F and float data — top holders, activity, and insider trades below.
SEC 13F · FMP · SWKH · as of Mar 31, 2025
Ownership Breakdown
52
Institutional Holders
$185.87M
Total Inst. Value
▲ $16.04M vs Q4
12.10M
Shares Outstanding
freeFloat 94.21%
10.69M
13F Shares Held
▼ 19,946 vs Q4
Institutional ownership = 13F shares ÷ total outstanding. Insider % = 100 − free float. Public % = free float − institution %. Data: FMP /symbol-positions-summary + /shares-float + SEC EDGAR.
Top Institutional Holders
SWKH largest shareholders · institutional ownership
Q1 2025 · SEC 13F
Showing top 10 holders
| Holder | Shares | % Owned | Weight | Value | Reported | Change |
|---|---|---|---|---|---|---|
CARLSON CAPITAL L P miscellaneous business credit institution | 8.49M | 87.65% | 87.65% | $147.69B | May 14, 2025 | — held |
M3F, INC. miscellaneous business credit institution | 791.7K | 8.17% | 8.17% | $13.77B | May 14, 2025 | ▼ 8.4K |
CANNELL CAPITAL LLC miscellaneous business credit institution | 354.8K | 3.66% | 3.66% | $6.17B | May 15, 2025 | ▲ 433 |
VANGUARD GROUP INC miscellaneous business credit institution | 233.2K | 2.41% | 2.41% | $4.06B | May 9, 2025 | ▼ 1.1K |
BLACKROCK, INC. miscellaneous business credit institution | 128.8K | 1.33% | 1.33% | $2.24B | May 2, 2025 | ▼ 5.7K |
BRIDGEWAY CAPITAL MANAGEMENT, LLC miscellaneous business credit institution | 111.0K | 1.15% | 1.15% | $1.93B | May 15, 2025 | ▲ 3.0K |
GEODE CAPITAL MANAGEMENT, LLC miscellaneous business credit institution | 76.3K | 78.71% | 78.71% | $1.33B | May 13, 2025 | ▲ 845 |
EMPOWERED FUNDS, LLC miscellaneous business credit institution | 53.8K | 55.53% | 55.53% | $935.74M | May 16, 2025 | ▲ 1.9K |
MORGAN STANLEY miscellaneous business credit institution | 52.8K | 54.53% | 54.53% | $918.82M | May 15, 2025 | ▲ 5.1K |
STATE STREET CORP miscellaneous business credit institution | 48.3K | 49.80% | 49.80% | $839.19M | May 15, 2025 | ▼ 750 |
Data from SEC Form 13F filings. Ownership bar normalised to largest holder. Change flags: isNew / isSoldOut / changeInSharesNumber (FMP extract-analytics/holder).
Institutional Activity
Q1 2025 vs prior quarter
Q1 2025
20
Increased
+42.0K shares2
New Positions
first time holders16
Decreased
−30.8K shares0
Sold Out
fully exitedNet shares change (top 50)
+11.2K
+42.0K / −30.8K
Net new holders
+6
2 new / 0 exited
Based on top 50 institutional holders by position size. Fields: isNew, isSoldOut, changeInSharesNumber (FMP extract-analytics/holder, limit=50).
Insider Buying vs Selling
SWKH insider trading · insider activity
Source: SEC Form 4
5
Buy transactions
3
Sell transactions
1.67
Buy/Sell ratio
$0M
Total disposed
Recent Insider Transactions
Showing 10 most recent · Common Stock only
| Name · Role | Date | Type | Shares | Price | Value | After Trans. | Filing |
|---|---|---|---|---|---|---|---|
Carlson Capital, L.P. 10 percent owner | Apr 6, 2026 | J-Other | 8,493,088 | — | — | 0 | Form 4 ↗ |
Carlson Capital, L.P. 10 percent owner | Apr 6, 2026 | J-Other | 8,632,093 | — | — | 0 | Form 4 ↗ |
Hatcher Robert K. director | Jun 16, 2025 | Award | 3,858 | $14.26 | $55.0K | 16.7K | Form 4 ↗ |
Albright Jerry director | Jun 16, 2025 | Award | 3,858 | $14.26 | $55.0K | 10.8K | Form 4 ↗ |
Dotter Laurie L. director | Jun 16, 2025 | Award | 3,858 | $14.26 | $55.0K | 16.8K | Form 4 ↗ |
Staggs Joe David JR PRESIDENT | Apr 15, 2025 | Tax Withhold | 25,857 | $18.10 | $468.0K | 123.8K | Form 4 ↗ |
Staggs Joe David JR PRESIDENT | Jan 31, 2025 | Award | 36,700 | — | — | 115.9K | Form 4 ↗ |
Rice Adam Chief Financial Officer | Jan 31, 2025 | Award | 9,175 | — | — | 15.2K | Form 4 ↗ |
Carlson Capital, L.P. 10 percent owner | Oct 23, 2024 | J-Other | 600,678 | — | — | 0 | Form 4 ↗ |
Rice Adam Chief Financial Officer | Jul 3, 2024 | Award | 6,072 | — | — | 6.1K | Form 4 ↗ |
Source: /insider-trading/search (FMP stable). Buy/Sell direction: acquisitionOrDisposition A=Buy, D=Sell. RSU vesting (M-Exempt) excluded from sentiment bar. All data from SEC EDGAR public filings.
About institutional & insider ownership
SWK Holdings Corporation (SWKH) is primarily owned by institutional investors, who hold approximately 88.4% of total shares outstanding. Company insiders own approximately 5.79%, while retail and public investors account for the remaining 5.85%.
The largest institutional shareholder of SWK Holdings Corporation is CARLSON CAPITAL L P, holding approximately 8.49 million shares — equal to 87.65% of outstanding shares — as of March 31, 2025.
A total of 52 institutional investors currently hold SWKH stock, with a combined institutional value of approximately $185,868,710 as of the most recent 13F filing period.
Frequently asked questions
SWKH ownershipSWK Holdings Corporation (SWKH) is primarily owned by institutional investors, who hold approximately 88.4% of shares. The largest shareholder is CARLSON CAPITAL L P with a 87.65% stake. Company insiders hold 5.79%. Data sourced from SEC Form 13F as of March 31, 2025.