Tri-Continental Corporation
Tri-Continental Corporation (TY) Stock Ownership
Institutional vs insider vs public ownership from 13F and float data — top holders, activity, and insider trades below.
SEC 13F · FMP · TY · as of Sep 30, 2025
Ownership Breakdown
156
Institutional Holders
▲ 5 vs Q2
$225.91M
Total Inst. Value
▲ $19.54M vs Q2
53.23M
Shares Outstanding
freeFloat 99.97%
6.64M
13F Shares Held
▲ 127,425 vs Q2
Institutional ownership = 13F shares ÷ total outstanding. Insider % = 100 − free float. Public % = free float − institution %. Data: FMP /symbol-positions-summary + /shares-float + SEC EDGAR.
Top Institutional Holders
TY largest shareholders · institutional ownership
Q3 2025 · SEC 13F
Showing top 10 holders
| Holder | Shares | % Owned | Weight | Value | Reported | Change |
|---|---|---|---|---|---|---|
SABA CAPITAL MANAGEMENT, L.P. | 647.7K | 1.22% | 1.22% | $22.02B | Nov 14, 2025 | ▲ 515.7K |
LAZARD ASSET MANAGEMENT LLC | 517.6K | 97.70% | 97.70% | $17.60B | Nov 14, 2025 | ▲ 67.8K |
MORGAN STANLEY | 501.0K | 94.56% | 94.56% | $17.03B | May 27, 2026 | ▼ 8.5K |
BARD FINANCIAL SERVICES, INC. | 445.0K | 83.99% | 83.99% | $15.13B | Oct 17, 2025 | ▼ 25.8K |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 418.0K | 78.90% | 78.90% | $14.21B | Oct 22, 2025 | ▲ 2.3K |
ALLSPRING GLOBAL INVESTMENTS HOLDINGS, LLC | 336.2K | 63.46% | 63.46% | $11.43B | Oct 20, 2025 | ▲ 24.6K |
UBS GROUP AG | 293.8K | 55.45% | 55.45% | $9.99B | Nov 13, 2025 | ▼ 47.1K |
RAYMOND JAMES FINANCIAL INC | 266.1K | 50.22% | 50.22% | $9.05B | Nov 14, 2025 | ▲ 2.6K |
WELLS FARGO & COMPANY/MN | 224.2K | 42.31% | 42.31% | $7.62B | Nov 13, 2025 | ▼ 8.2K |
KOVITZ INVESTMENT GROUP PARTNERS, LLC | 198.4K | 37.46% | 37.46% | $6.75B | Nov 10, 2025 | ▼ 4.9K |
Data from SEC Form 13F filings. Ownership bar normalised to largest holder. Change flags: isNew / isSoldOut / changeInSharesNumber (FMP extract-analytics/holder).
Institutional Activity
Q3 2025 vs prior quarter
Q3 2025
20
Increased
+651.6K shares2
New Positions
first time holders18
Decreased
−127.4K shares0
Sold Out
fully exitedNet shares change (top 50)
+524.3K
+651.6K / −127.4K
Net new holders
+4
2 new / 0 exited
Based on top 50 institutional holders by position size. Fields: isNew, isSoldOut, changeInSharesNumber (FMP extract-analytics/holder, limit=50).
Insider Buying vs Selling
TY insider trading · insider activity
Source: SEC Form 4
Insiders have been primarily selling shares recently. Selling may be driven by pre-scheduled Rule 10b5-1 plans rather than negative sentiment.
0
Buy transactions
1
Sell transactions
0.00
Buy/Sell ratio
$0M
Total disposed
Recent Insider Transactions
Showing 10 most recent · Common Stock only
| Name · Role | Date | Type | Shares | Price | Value | After Trans. | Filing |
|---|---|---|---|---|---|---|---|
Jin Yan Portfolio Manager of Issuer | May 27, 2026 | Sale | 2,500 | $34.87 | $87.2K | 12.9K | Form 4 ↗ |
Petersen Christopher O. SVP & Asst Secretary | Sep 4, 2025 | Sale | 151.282 | $33.56 | $5.1K | 0 | Form 4 ↗ |
Larrenaga Ryan Collins See Remarks | Aug 20, 2025 | Purchase | 100 | $33.04 | $3.3K | 100 | Form 4 ↗ |
Carlton Pamela G director | Mar 7, 2025 | Sale | 332 | $31.25 | $10.4K | 1.6K | Form 4 ↗ |
Carlton Pamela G director | Mar 7, 2025 | Sale | 1,483 | $31.22 | $46.3K | 100.862 | Form 4 ↗ |
TRUSCOTT WILLIAM F Senior Vice President | Nov 18, 2024 | Purchase | 4,000 | $33.60 | $134.4K | 4.0K | Form 4 ↗ |
TRUSCOTT WILLIAM F Senior Vice President | Nov 8, 2024 | Gift | 2,000 | — | — | 0 | Form 4 ↗ |
Carrig Janet director | Aug 29, 2023 | Sale | 27 | $27.71 | $748.138 | 73 | Form 4 ↗ |
Source: /insider-trading/search (FMP stable). Buy/Sell direction: acquisitionOrDisposition A=Buy, D=Sell. RSU vesting (M-Exempt) excluded from sentiment bar. All data from SEC EDGAR public filings.
About institutional & insider ownership
Tri-Continental Corporation (TY) is primarily owned by institutional investors, who hold approximately 12.5% of total shares outstanding. Company insiders own approximately 0.03%, while retail and public investors account for the remaining 87.49%.
The largest institutional shareholder of Tri-Continental Corporation is SABA CAPITAL MANAGEMENT, L.P., holding approximately 647,684 shares — equal to 1.22% of outstanding shares — as of September 30, 2025.
A total of 156 institutional investors currently hold TY stock, with a combined institutional value of approximately $225,913,196 as of the most recent 13F filing period.
Frequently asked questions
TY ownershipTri-Continental Corporation (TY) is primarily owned by institutional investors, who hold approximately 12.5% of shares. The largest shareholder is SABA CAPITAL MANAGEMENT, L.P. with a 1.22% stake. Company insiders hold 0.03%. Data sourced from SEC Form 13F as of September 30, 2025.