RiverNorth Flexible Municipal Income Fund, Inc.
RiverNorth Flexible Municipal Income Fund, Inc.（RFM）股东结构
基于 13F 申报与流通股数据，展示机构、内部人与公众持股结构；下方为前十大机构、机构动向与内部人交易。
SEC 13F · FMP · RFM · 截至 2021年12月31日
股东结构概览
19
机构持有人数
▲ 5 vs Q3
$17.76M
机构持仓总市值
▼ $149,092 vs Q3
6.11M
总流通股
freeFloat 98.97%
810,687
13F 申报持股数
▲ 45,544 vs Q3
机构持仓% = 13F 持股数 ÷ 总流通股。内部人% = 100 − 自由流通率。散户% = 自由流通率 − 机构%。数据来源：FMP /symbol-positions-summary + /shares-float + SEC EDGAR。
前10大机构持仓
RFM 最大股东 · 机构持仓
Q4 2021 · SEC 13F
显示前 10 家
| 机构 | 持股数 | 占比 | 权重 | 市值 | 申报日 | 变动 |
|---|---|---|---|---|---|---|
KARPUS MANAGEMENT, INC. | 217.1K | 3.55% | 3.55% | $4.76B | Feb 14, 2022 | ▼ 11.6K |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 119.0K | 1.95% | 1.95% | $2.61B | Feb 3, 2022 | ▲ 13.8K |
ROYAL BANK OF CANADA | 105.6K | 1.73% | 1.73% | $2.31B | Feb 14, 2022 | ▼ 45.0K |
WELLS FARGO & COMPANY/MN | 88.6K | 1.45% | 1.45% | $1.94B | Feb 14, 2022 | ▲ 10.5K |
UBS GROUP AG | 62.4K | 1.02% | 1.02% | $1.37B | Feb 14, 2022 | ▲ 3.4K |
PNC FINANCIAL SERVICES GROUP, INC. | 34.1K | 55.73% | 55.73% | $747.00M | Feb 11, 2022 | — held |
MORGAN STANLEY | 30.5K | 49.90% | 49.90% | $669.00M | Feb 14, 2022 | ▲ 1.7K |
WEDBUSH SECURITIES INC | 29.9K | 48.87% | 48.87% | $655.00M | Jan 13, 2022 | ▼ 249 |
THOMAS J. HERZFELD ADVISORS, INC. | 28.2K | 46.09% | 46.09% | $618.00M | Feb 14, 2022 | ▲ 28.2K |
ROBINSON CAPITAL MANAGEMENT, LLC | 23.3K | 38.10% | 38.10% | $513.00M | Feb 8, 2022 | ▲ 16.9K |
数据来源：SEC 13F 申报文件。变动标识：isNew / isSoldOut / changeInSharesNumber。
机构仓位变动
Q4 2021 对比上季度
Q4 2021
8
增持
+77.2K 股5
新建仓
首次建仓4
减持
−60.8K 股2
清仓
完全退出净股数变化（前50家）
+16.4K
+77.2K / −60.8K
净新增持仓人
+7
新建 5 个 / 退出 2 个
基于前50家最大机构持仓统计，全市场实际数量可能不同。
内幕交易买卖情绪
RFM 内幕交易记录
数据来源：SEC Form 4
近期内部人员净买入。 卖出可能源于预定的 10b5-1 计划，不代表负面展望。
16
买入笔数
0
卖出笔数
0.00
买卖比
$0M
卖出总金额
最近内幕交易记录
最近10条 · 仅普通股
| 姓名 · 职位 | 日期 | 类型 | 股数 | 价格 | 金额 | 交易后持股 | 申报 |
|---|---|---|---|---|---|---|---|
RiverNorth Financial Holdings, LLC Affiliate of the Adviser | Nov 26, 2025 | Purchase | 175 | $14.07 | $2.5K | 40.6K | Form 4 ↗ |
RiverNorth Financial Holdings, LLC Affiliate of the Adviser | Nov 25, 2025 | Purchase | 2,700 | $14.05 | $37.9K | 40.5K | Form 4 ↗ |
RiverNorth Financial Holdings, LLC Affiliate of the Adviser | Nov 24, 2025 | Purchase | 4,905 | $14.06 | $69.0K | 37.8K | Form 4 ↗ |
RiverNorth Financial Holdings, LLC Affiliate of the Adviser | Nov 14, 2025 | Purchase | 4,346 | $14.37 | $62.4K | 32.9K | Form 4 ↗ |
RiverNorth Financial Holdings, LLC Affiliate of the Adviser | Nov 11, 2025 | Purchase | 1,243 | $14.42 | $17.9K | 28.5K | Form 4 ↗ |
RiverNorth Financial Holdings, LLC Affiliate of the Adviser | Nov 10, 2025 | Purchase | 4,346 | $14.31 | $62.2K | 27.3K | Form 4 ↗ |
RiverNorth Financial Holdings, LLC Affiliate of the Adviser | Nov 7, 2025 | Purchase | 4,257 | $14.32 | $61.0K | 22.9K | Form 4 ↗ |
RiverNorth Financial Holdings, LLC Affiliate of the Adviser | Nov 5, 2025 | Purchase | 2,165 | $14.45 | $31.3K | 18.7K | Form 4 ↗ |
RiverNorth Financial Holdings, LLC Affiliate of the Adviser | Nov 4, 2025 | Purchase | 4,257 | $14.40 | $61.3K | 16.5K | Form 4 ↗ |
RiverNorth Financial Holdings, LLC Affiliate of the Adviser | Oct 30, 2025 | Purchase | 200 | $14.28 | $2.9K | 12.3K | Form 4 ↗ |
数据来源：SEC Form 4。买卖方向：acquisitionOrDisposition A=买入，D=卖出。已排除 RSU 归属（M-Exempt）。
关于机构与内部人持股结构
RiverNorth Flexible Municipal Income Fund, Inc.（RFM）主要由机构投资者持有，机构持股比例约为 13.3%。公司内部人员持股约 1.03%，散户及公众持股约占剩余的 85.71%。
RiverNorth Flexible Municipal Income Fund, Inc. 最大机构股东为 KARPUS MANAGEMENT, INC.，截至 December 31, 2021 持有约 217,123 股，占总流通股的 3.55%。
目前共有 19 家机构持有 RFM 股票，合计持仓市值约 $17,763,000，数据来源为最新 SEC 13F 申报。
常见问题
RFM ownershipRiverNorth Flexible Municipal Income Fund, Inc.（RFM）主要由机构投资者持有，机构持股约 13.3%。最大股东为 KARPUS MANAGEMENT, INC.，持股比例 3.55%。内部人员持股约 1.03%。数据来源 SEC Form 13F，截至 December 31, 2021。