Nuveen Floating Rate Income Fund

JFRNYSEFinancial Services● Active

$7.60

+$0.01(+0.07%)

Market Cap$1.0B

P/E Ratio—

52W High$8.59

52W Low$7.16

Avg Volume840K

Open$7.56

Beta0.38

Insider Trades Ownership Employees

Nuveen Floating Rate Income Fund (JFR) Insider Trading

Form 4 buy vs sell counts, ratio, and sentiment — switch this quarter or last 12 months; chart and transactions below.

SEC EDGAR · FMP · JFR · as of Jun 8, 2026

Activity summary

Buy transactions

P-Purchase only

Sell transactions

12 Months

Buy/Sell ratio

4.00

Buy/Sell (by trades)

Overall sentiment

BULLISH

↑ Buy 80%Active transactions only · RSU vesting excluded20% Sell ↓

Nuveen Floating Rate Income Fund insiders have been net buyers of shares over the past 12 Months, which may signal confidence in the company's outlook.

▸ Source: SEC EDGAR · Form 3 & 4 · via Financial Modeling Prep · Buy = P-Purchase only · Sell = S-Sale only

As of Jun 8, 2026

JFR insider buying and selling by quarter

JFR insider selling · JFR insider buying stocks · quarterly insider activity

Total insider buying (incl. awards)Total insider selling

1.0M510K0

2021 Q2

2022 Q2

2023 Q3

2023 Q4

2024 Q1

2024 Q4

2025 Q1

2025 Q2

Mobile shows last 4Q · Desktop shows full 8Q

▸ Source: SEC EDGAR · Form 3 & 4 · via Financial Modeling Prep · last 8 quarters

As of Jun 8, 2026

Active insiders

Most active in past 12 months · JFR ceo insider trading

Showing all insiders · Click a card to filter the transactions table below

▸ Aggregated from reportingName · top 5 by trade count (12M) · no extra API

Recent insider transactions

JFR executive sell shares · JFR board member insider trading · JFR insider trading SEC filing

Showing 55 most recent · Common Stock · Form 4 only

Scroll horizontally to see all columns

Date	Insider	Type	Shares	Price	Value	After trans.	Filing
Mar 31, 2026	Caraher Scott C. other: Portfolio Manager	Purchase	7,000	$7.41	$52K	59,440	Form 4
Mar 30, 2026	Caraher Scott C. other: Portfolio Manager	Purchase	7,000	$7.24	$51K	52,440	Form 4
Dec 30, 2025	LAMB DAVID J VP	Sale	4,000	$7.84	$31K	18,338	Form 4
Apr 9, 2025	Caraher Scott C. other: Portfolio Manager	Purchase	5,000	$7.95	$40K	45,440	Form 4
Mar 21, 2025	Caraher Scott C. other: Portfolio Manager	Purchase	15,000	$8.40	$126K	40,440	Form 4
Feb 25, 2025	LAMB DAVID J VP	Other	13,631	$8.20	$112K	22,338	Form 4
Feb 25, 2025	Jones Nathaniel T. Vice President and Treasurer	Other	454	$8.20	$4K	768	Form 4
Feb 25, 2025	Caraher Scott C. other: Portfolio Manager	Other	4,240	$8.20	$35K	25,440	Form 4
Feb 25, 2025	MOSCHNER ALBIN F other: Trustee	Other	6,903.2	$8.20	$57K	34,516.2	Form 4
Feb 25, 2025	TOTH TERENCE J other: Trustee	Other	744	$8.20	$6K	4,464	Form 4
Feb 25, 2025	Thornton Matthew III other: Trustee	Other	5,800	$8.20	$48K	34,800	Form 4
Oct 1, 2024	MOSCHNER ALBIN F other: Trustee	Sale	20,000	$8.77	$175K	13,400	Form 4
Mar 11, 2024	PERRY MICHAEL A VP	Purchase	6,600	$8.67	$57K	6,600	Form 4
Mar 11, 2024	PERRY MICHAEL A VP	Purchase	5,844	$8.67	$51K	5,844	Form 4
Dec 15, 2023	Thornton Matthew III	Purchase	29,000	$8.16	$237K	29,000	Form 4
Oct 26, 2023	Jones Nathaniel T. Vice President and Treasurer	Sale	1,406	$7.67	$11K	314	Form 4
Oct 3, 2023	Caraher Scott C.	Sale	29,503	$7.90	$233K	47,056	Form 4
Sep 27, 2023	Caraher Scott C.	Sale	35,000	$8.11	$284K	76,559	Form 4
Sep 6, 2023	MOSCHNER ALBIN F	Purchase	2,200	$8.19	$18K	30,400	Form 4
Apr 29, 2021	Saba Capital Management, L.P. 10 percent owner	Sale	9,317	$9.51	$89K	5,665,888	Form 4
Apr 27, 2021	Saba Capital Management, L.P. 10 percent owner	Sale	173,077	$9.56	$1.65M⚡	5,703,595	Form 4
Apr 28, 2021	Saba Capital Management, L.P. 10 percent owner	Sale	28,390	$9.56	$271K	5,675,205	Form 4
Apr 23, 2021	Saba Capital Management, L.P. 10 percent owner	Sale	82,260	$9.57	$787K	5,896,858	Form 4
Apr 26, 2021	Saba Capital Management, L.P. 10 percent owner	Sale	20,186	$9.57	$193K	5,876,672	Form 4
Apr 21, 2021	Saba Capital Management, L.P. 10 percent owner	Sale	530	$9.58	$5K	6,003,663	Form 4

Caraher Scott C.

other: Portfolio Manager

Purchase

Date

Mar 31

7,000

Price

$7.41

Value

$52K

View Form 4 on SEC.gov

Caraher Scott C.

other: Portfolio Manager

Purchase

Date

Mar 30

7,000

Price

$7.24

Value

$51K

View Form 4 on SEC.gov

LAMB DAVID J

Sale

Date

Dec 30

4,000

Price

$7.84

Value

$31K

View Form 4 on SEC.gov

Caraher Scott C.

other: Portfolio Manager

Purchase

Date

Apr 9

5,000

Price

$7.95

Value

$40K

View Form 4 on SEC.gov

Caraher Scott C.

other: Portfolio Manager

Purchase

Date

Mar 21

15,000

Price

$8.40

Value

$126K

View Form 4 on SEC.gov

LAMB DAVID J

Other

Date

Feb 25

13,631

Price

$8.20

Value

$112K

View Form 4 on SEC.gov

Jones Nathaniel T.

Vice President and Treasurer

Other

Date

Feb 25

454

Price

$8.20

Value

$4K

View Form 4 on SEC.gov

Caraher Scott C.

other: Portfolio Manager

Other

Date

Feb 25

4,240

Price

$8.20

Value

$35K

View Form 4 on SEC.gov

MOSCHNER ALBIN F

other: Trustee

Other

Date

Feb 25

6,903.2

Price

$8.20

Value

$57K

View Form 4 on SEC.gov

TOTH TERENCE J

other: Trustee

Other

Date

Feb 25

744

Price

$8.20

Value

$6K

View Form 4 on SEC.gov

Thornton Matthew III

other: Trustee

Other

Date

Feb 25

5,800

Price

$8.20

Value

$48K

View Form 4 on SEC.gov

MOSCHNER ALBIN F

other: Trustee

Sale

Date

Oct 1

20,000

Price

$8.77

Value

$175K

View Form 4 on SEC.gov

PERRY MICHAEL A

Purchase

Date

Mar 11

6,600

Price

$8.67

Value

$57K

View Form 4 on SEC.gov

PERRY MICHAEL A

Purchase

Date

Mar 11

5,844

Price

$8.67

Value

$51K

View Form 4 on SEC.gov

Thornton Matthew III

Purchase

Date

Dec 15

29,000

Price

$8.16

Value

$237K

View Form 4 on SEC.gov

Jones Nathaniel T.

Vice President and Treasurer

Sale

Date

Oct 26

1,406

Price

$7.67

Value

$11K

View Form 4 on SEC.gov

Caraher Scott C.

Sale

Date

Oct 3

29,503

Price

$7.90

Value

$233K

View Form 4 on SEC.gov

Caraher Scott C.

Sale

Date

Sep 27

35,000

Price

$8.11

Value

$284K

View Form 4 on SEC.gov

MOSCHNER ALBIN F

Purchase

Date

Sep 6

2,200

Price

$8.19

Value

$18K

View Form 4 on SEC.gov

Saba Capital Management, L.P.

10 percent owner

Sale

Date

Apr 29

9,317

Price

$9.51

Value

$89K

View Form 4 on SEC.gov

Saba Capital Management, L.P.

10 percent owner

Sale

Date

Apr 27

173,077

Price

$9.56

Value

$1.65M ⚡

View Form 4 on SEC.gov

Saba Capital Management, L.P.

10 percent owner

Sale

Date

Apr 28

28,390

Price

$9.56

Value

$271K

View Form 4 on SEC.gov

Saba Capital Management, L.P.

10 percent owner

Sale

Date

Apr 23

82,260

Price

$9.57

Value

$787K

View Form 4 on SEC.gov

Saba Capital Management, L.P.

10 percent owner

Sale

Date

Apr 26

20,186

Price

$9.57

Value

$193K

View Form 4 on SEC.gov

Saba Capital Management, L.P.

10 percent owner

Sale

Date

Apr 21

530

Price

$9.58

Value

$5K

View Form 4 on SEC.gov

⚡ = value ≥ $1M · Award/Option price shows — · formType=4 · securityName=Common Stock · url → sec.gov/Archives/edgar

1 / 3

▸ Source: SEC EDGAR · Form 4 filings · ⚡ = value ≥ $1M · Award/Option price shows —

About JFR insider trading

JFR insider trades

Nuveen Floating Rate Income Fund (JFR) insider trading data is sourced from SEC Form 4 filings submitted by corporate insiders, including Caraher Scott C. (other: Portfolio Manager), LAMB DAVID J (VP). Over the past 12 months, 2 insiders have filed transactions with the SEC. JFR insiders have been primarily buying, which may reflect pre-scheduled Rule 10b5-1 plan executions.

For Nuveen Floating Rate Income Fund's institutional ownership breakdown and insider ownership percentage, see the Ownership tab → Ownership tab →

Buy/Sell signal logic

acquisitionOrDisposition field:

A = Acquisition (buy) · D = Disposition (sell)

RSU vesting (M-Exempt) excluded from sentiment

Form 4SEC filing required within 2 business days of any insider transaction

10b5-1Pre-scheduled trading plan that allows insiders to sell on autopilot

Open MktDirect purchase or sale on the open market (excludes awards, options)

Ownership SEC filings Financial statements Price history Forecast & ratings Earnings

Frequently asked questions

JFR insider trading · 5 questions

The insiders of Nuveen Floating Rate Income Fund (JFR) include executives and directors such as Caraher Scott C. (other: Portfolio Manager), LAMB DAVID J (VP), among others. Over the past 12 months, 2 insiders have filed Form 4 transactions with the SEC. Insider transactions are required to be reported within 2 business days of the trade date.

JFR board member insider tradingwho are JFR insidersJFR insider rosterNuveen Floating Rate Income Fund executives insider activity

▸ Source: FMP /stable/insider-trading/search · SEC EDGAR Form 3 & 4 · acquisitionOrDisposition A=Buy, D=Sell · RSU vesting (M-Exempt) excluded from sentiment bar · As of Jun 8, 2026