Nuveen Floating Rate Income Fund
Nuveen Floating Rate Income Fund (JFR) Stock Ownership
Institutional vs insider vs public ownership from 13F and float data — top holders, activity, and insider trades below.
SEC 13F · FMP · JFR · as of Sep 30, 2025
Ownership Breakdown
176
Institutional Holders
▲ 7 vs Q2
$440.77M
Total Inst. Value
▼ $26.55M vs Q2
134.06M
Shares Outstanding
freeFloat 99.89%
53.87M
13F Shares Held
▼ 1.30M vs Q2
Institutional ownership = 13F shares ÷ total outstanding. Insider % = 100 − free float. Public % = free float − institution %. Data: FMP /symbol-positions-summary + /shares-float + SEC EDGAR.
Top Institutional Holders
JFR largest shareholders · institutional ownership
Q3 2025 · SEC 13F
Showing top 10 holders
| Holder | Shares | % Owned | Weight | Value | Reported | Change |
|---|---|---|---|---|---|---|
MORGAN STANLEY | 7.35M | 5.48% | 5.48% | $60.11B | May 27, 2026 | ▼ 273.9K |
SIT INVESTMENT ASSOCIATES INC | 5.33M | 3.97% | 3.97% | $43.56B | Nov 13, 2025 | ▼ 663.4K |
LPL FINANCIAL LLC | 3.15M | 2.35% | 2.35% | $25.76B | Nov 12, 2025 | ▲ 357.0K |
INVESCO LTD. | 2.81M | 2.10% | 2.10% | $22.99B | Nov 13, 2025 | ▲ 126.9K |
CONGRESS PARK CAPITAL LLC | 2.76M | 2.06% | 2.06% | $22.57B | Oct 8, 2025 | ▼ 59.8K |
BANK OF AMERICA CORP /DE/ | 2.57M | 1.92% | 1.92% | $21.05B | Feb 3, 2026 | ▲ 26.1K |
PENSERRA CAPITAL MANAGEMENT LLC | 2.29M | 1.71% | 1.71% | $18.74B | Nov 4, 2025 | ▲ 204.6K |
MARINER INVESTMENT GROUP LLC | 2.26M | 1.68% | 1.68% | $18.46B | Nov 14, 2025 | ▼ 1.70M |
GUGGENHEIM CAPITAL LLC | 2.17M | 1.62% | 1.62% | $17.74B | Nov 13, 2025 | ▲ 79.2K |
CYNDEO WEALTH PARTNERS, LLC | 1.74M | 1.30% | 1.30% | $14.24B | Oct 10, 2025 | ▼ 67.3K |
Data from SEC Form 13F filings. Ownership bar normalised to largest holder. Change flags: isNew / isSoldOut / changeInSharesNumber (FMP extract-analytics/holder).
Institutional Activity
Q3 2025 vs prior quarter
Q3 2025
25
Increased
+2.41M shares1
New Positions
first time holders22
Decreased
−3.35M shares0
Sold Out
fully exitedNet shares change (top 50)
938.2K
+2.41M / −3.35M
Net new holders
+4
1 new / 0 exited
Based on top 50 institutional holders by position size. Fields: isNew, isSoldOut, changeInSharesNumber (FMP extract-analytics/holder, limit=50).
Insider Buying vs Selling
JFR insider trading · insider activity
Source: SEC Form 4
Insiders have been net buyers of shares recently. Selling may be driven by pre-scheduled Rule 10b5-1 plans rather than negative sentiment.
1
Buy transactions
0
Sell transactions
0.00
Buy/Sell ratio
$0M
Total disposed
Recent Insider Transactions
Showing 10 most recent · Common Stock only
| Name · Role | Date | Type | Shares | Price | Value | After Trans. | Filing |
|---|---|---|---|---|---|---|---|
Caraher Scott C. Portfolio Manager | Mar 31, 2026 | Purchase | 7,000 | $7.41 | $51.9K | 59.4K | Form 4 ↗ |
Caraher Scott C. Portfolio Manager | Mar 30, 2026 | Purchase | 7,000 | $7.24 | $50.7K | 52.4K | Form 4 ↗ |
LAMB DAVID J Vice President | Dec 30, 2025 | Sale | 4,000 | $7.84 | $31.4K | 18.3K | Form 4 ↗ |
Caraher Scott C. Portfolio Manager | Apr 9, 2025 | Purchase | 5,000 | $7.95 | $39.7K | 45.4K | Form 4 ↗ |
Caraher Scott C. Portfolio Manager | Mar 21, 2025 | Purchase | 15,000 | $8.40 | $126.0K | 40.4K | Form 4 ↗ |
LAMB DAVID J Vice President | Feb 25, 2025 | X-InTheMoney | 13,631 | $8.20 | $111.8K | 22.3K | Form 4 ↗ |
LAMB DAVID J Vice President | Feb 25, 2025 | X-InTheMoney | 8,707 | $8.20 | $71.4K | 0 | Form 4 ↗ |
Jones Nathaniel T. Vice President and Treasurer | Feb 25, 2025 | X-InTheMoney | 454 | $8.20 | $3.7K | 768 | Form 4 ↗ |
Jones Nathaniel T. Vice President and Treasurer | Feb 25, 2025 | X-InTheMoney | 305 | $8.20 | $2.5K | 0 | Form 4 ↗ |
Caraher Scott C. Portfolio Manager | Feb 25, 2025 | X-InTheMoney | 4,240 | $8.20 | $34.8K | 25.4K | Form 4 ↗ |
Source: /insider-trading/search (FMP stable). Buy/Sell direction: acquisitionOrDisposition A=Buy, D=Sell. RSU vesting (M-Exempt) excluded from sentiment bar. All data from SEC EDGAR public filings.
About institutional & insider ownership
Nuveen Floating Rate Income Fund (JFR) is primarily owned by institutional investors, who hold approximately 40.2% of total shares outstanding. Company insiders own approximately 0.11%, while retail and public investors account for the remaining 59.71%.
The largest institutional shareholder of Nuveen Floating Rate Income Fund is MORGAN STANLEY, holding approximately 7.35 million shares — equal to 5.48% of outstanding shares — as of September 30, 2025.
A total of 176 institutional investors currently hold JFR stock, with a combined institutional value of approximately $440,765,190 as of the most recent 13F filing period.
Frequently asked questions
JFR ownershipNuveen Floating Rate Income Fund (JFR) is primarily owned by institutional investors, who hold approximately 40.2% of shares. The largest shareholder is MORGAN STANLEY with a 5.48% stake. Company insiders hold 0.11%. Data sourced from SEC Form 13F as of September 30, 2025.